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Isaca AAIA - ISACA Advanced in AI Audit (AAIA)

Last Update Dec 23, 2025

Isaca Certification Exams Pack

Everything from Basic, plus:
  • Exam Name: ISACA Advanced in AI Audit (AAIA)
  • 180 Questions Answers with Explanation Detail
  • Total Questions: 180 Q&A's
  • Single Choice Questions: 180 Q&A's


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Total Questions: 180
Free Practice Questions: 54

A car manufacturer uses an AI model to predict maintenance needs for its vehicles. Which of the following techniques can an IS auditor apply to MOST effectively verify the AI model's decisions to stakeholders?

Options:

A.

Using neural network visualization to show how the AI model processes data through its layers

B.

Using K-means algorithms to group vehicles based on mileage or engine temperature for maintenance patterns

C.

Utilizing support vector machines (SVM) to classify vehicles based on maintenance urgency

D.

Using local interpretable model-agnostic explanation (LIME) to analyze how specific features contribute to predictions

Answer
D
Explanation

LIME (Local Interpretable Model-Agnostic Explanations) is a leading tool for explaining individual AI predictions by approximating the behavior of complex models with simple, interpretable ones in localized regions. The AAIA™ Study Guide highlights LIME as highly effective for providing transparency and interpretability to non-technical stakeholders.

“LIME enables auditors to demonstrate how specific input features influenced an AI decision, facilitating trust and stakeholder understanding—especially in regulated or high-impact contexts.”

Options A, B, and C are technical modeling techniques but do not prioritize stakeholder-friendly explanation. Therefore, D is best for transparency.

[Reference: ISACA Advanced in AI Audit™ (AAIA™) Study Guide, Section: “AI in Audit Processes,” Subsection: “Explainability Tools and Stakeholder Communication”, ]

Which of the following is the MOST important reason to establish AI governance structures that extend beyond regulatory compliance?

Options:

A.

To align with global AI data privacy standards

B.

To mitigate reputational risk associated with public scrutiny of AI systems

C.

To ensure ethical integrity throughout the AI life cycle

D.

To establish guardrails limiting AI system functionality to approved use cases

Answer
C
Explanation

While regulatory compliance is essential, AAIA underlines thatethical integritymust guide AI design, deployment, and monitoring. Regulations often lag behind technological capabilities; thus, relying solely on compliance leaves gaps in areas such as fairness, transparency, human dignity, and societal impact. The MOST important reason to extend governance structures beyond compliance is toensure ethical integrity throughout the AI life cycle(C) — from data collection and model design to deployment, monitoring, and retirement.

Option A focuses on privacy only, a subset of broader ethical considerations. Option B is valid but secondary; reputational protection is often a consequence of doing the right thing ethically. Option D (guardrails) is part of governance, but the overarching rationale for those guardrails is to uphold ethical principles. Therefore,comprehensive ethical stewardshipis the key driver.

[References:, ISACA,AAIA Exam Content Outline– Domain 5: Ethical and Legal Considerations in AI (ethical AI principles, beyond compliance)., ISACA AI ethics and governance guidance emphasizing proactive, values-driven AI oversight., ]

Which of the following is the GREATEST concern when an audit team relies on generative AI to create audit reports?

Options:

A.

The reports may be more likely to reflect outdated information.

B.

The reports may contain misstatements resulting from hallucinations.

C.

The reports may use inconsistent formatting from prior audit findings.

D.

The reports may tend to use generic language for audit issues.

Answer
B
Explanation

The greatest concern is that the generative model may hallucinate, producing incorrect facts or conclusions (option B). In an audit context, hallucinations can create false statements about control effectiveness, misreport risks, or incorrectly summarize evidence.

AAIA stresses that auditors must maintain professional skepticism and validate AI-generated content. Misstatements are high-risk because they undermine audit credibility, regulatory compliance, and organizational decision-making.

Formatting inconsistency (C) and generic language (D) are cosmetic issues. Outdated information (A) is a concern but does not inherently create false conclusions.

Hallucinated misinformation is the most severe and dangerous issue in AI-generated audit reporting.

[References:, AAIA Domain 3: AI in Audit Processes (accuracy of AI outputs, hallucination risks)., AAIA Domain 5: Ethical Responsibilities in AI-Assisted Work., ]

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Isaca AAIA FAQ'S

Find answers to the most common questions about the Isaca AAIA exam, including what it is, how to prepare, and how it can boost your career.

The Isaca AAIA certification is a globally-acknowledged credential that is awarded to candidates who pass this certification exam by obtaining the required passing score. This credential attests and validates the candidates' knowledge and hands-on skills in domains covered in the Isaca AAIA certification syllabus. The Isaca AAIA certified professionals with their verified proficiency and expertise are trusted and welcomed by hiring managers all over the world to perform leading roles in organizations. The success in Isaca AAIA certification exam can be ensured only with a combination of clear knowledge on all exam domains and securing the required practical training. Like any other credential, Isaca AAIA certification may require periodic renewal to stay current with new innovations in the concerned domains.

The Isaca AAIA is a valuable career booster that levels up your profile with the distinction of validated competency awarded by a renowned organization. Often rated as a dream cert by several ambitious professionals, the Isaca AAIA certification ensures you an immensely rewarding career trajectory. With this cert, you fulfill the eligibility criterion for advance level certifications and build an outstanding career pyramid. With the tangible proof of your expertise, the Isaca AAIA certification provide you with new job opportunities or promotions and enhance your regular income.

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